Self-regulatory organizations

Results: 6954



#Item
781Finance / United States housing bubble / 73rd United States Congress / United States Securities and Exchange Commission / Credit default swap / Futures contract / Securities Exchange Act / U.S. Securities and Exchange Commission / Derivative / Financial economics / United States securities law / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-ICC[removed]February 11, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change to Provide for the Clearance

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:33:08
782United States Securities and Exchange Commission / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States securities law / 73rd United States Congress / Securities Exchange Act

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-C2[removed]February 11, 2015 Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Pro

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:43:08
783Investment / United States securities law / Economics / Financial Industry Regulatory Authority / Quote / Stock / OTC Bulletin Board / Stock market / Financial economics / Self-regulatory organizations

Page 16 of 17 EXHIBIT 5 Below is the text of the proposed rule change. Proposed new language is underlined; proposed deletions are in brackets. ***** 6000. QUOTATION AND TRANSACTION REPORTING FACILITIES

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:50:32
784NYSE Euronext / Self-regulatory organizations / Financial regulation / United States securities law / Stock exchange / Corporate governance / Securities regulation in the United States / London Stock Exchange / Australian Securities Exchange / Business / Financial economics / Stock market

OECD Steering Group on Corporate Governance Paper: THE ROLE OF STOCK EXCHANGES IN CORPORATE GOVERNANCE

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Source URL: www.oecd.org

Language: English - Date: 2014-07-21 03:32:29
785Finance / Stock market / United States Securities and Exchange Commission / Mathematical finance / NASDAQ / Securities Exchange Act / Algorithmic trading / Short / Order / Financial markets / Financial economics / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 11, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:29:34
786Investment / Finance / Order / Market liquidity / Securities Exchange Act / Futures contract / Financial economics / Stock market / Financial markets

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BATS[removed]February 11, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Amend Rules 11.9, 11

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:48:36
787Late-2000s financial crisis / Corporate crime / U.S. Securities and Exchange Commission / Financial Industry Regulatory Authority / Dodd–Frank Wall Street Reform and Consumer Protection Act / Municipal Securities Rulemaking Board / Economy of the United States / Business / Self-regulatory organizations / United States securities law / Financial regulation

Investor Advisory Committee Meeting

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Source URL: www.sec.gov.

Language: English - Date: 2015-01-21 11:10:37
788Financial markets / Finance / Order / Market liquidity / Securities Exchange Act / Futures contract / Financial economics / Stock market / Investment

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-BYX[removed]February 11, 2015 Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing of a Proposed Rule Change to Rules 11.9 of BATS

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:47:10
789Investment / 73rd United States Congress / United States Securities and Exchange Commission / Securities Exchange Act / NASDAQ / U.S. Securities and Exchange Commission / Short / United States securities law / Financial economics / Business

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]February 11, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Propose

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 08:30:03
790Securities / Financial economics / Regulatory compliance / Financial system / Business / Investment / Finance / Self-regulatory organizations / Financial regulation / Investment Industry Regulatory Organization of Canada

For further information, please contact: June Yee Manager, Corporate Communications[removed]removed]

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Source URL: www.iiroc.ca

Language: English - Date: 2015-01-27 10:56:05
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